Primary Compliance Register

$25.95

Description

This Primary Compliance Register sets out the general compliance categories for an organisation on a high-level basis. The register can then be expanded to a register for each category of compliance, such as data security and privacy, product safety, work health and safety, taxation, corporate governance and more.

This Primary Compliance Register is suitable for organisations of all sizes. It has pre-filled regulatory compliance categories and summary of obligations which can be customised for a specific organisation.

Access

Preview pages 1-3 | Download in Microsoft Word | Download template in Microsoft Excel

Author

The Performance Management Company

No of pages

9

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Description

A compliance register acts as a master document which contains all regulatory compliance obligations of an organisation and allows the organisation to track issues and create contingency plans as they arise.  This Primary Compliance Register sets out the general compliance categories for an organisation on a high-level basis. The register can then be expanded to a register for each category of compliance, such as data security and privacy, product safety, work health and safety, taxation, corporate governance and more.

This Primary Compliance Register is suitable for organisations of all sizes. It has pre-filled regulatory compliance categories and summary of obligations which can be customised for a specific organisation.

The Primary Compliance Register should be used together with the more detailed compliance registers including the following:

  1. WHS Compliance Register
  2. Consumer Protection Compliance Register
  3. Finance and Tax Compliance Register
  4. Data Security Compliance Register
  5. Facilities and Environment Compliance Register
  6. Industrial Relations Compliance Register
  7. Information Systems Compliance Register

Last updated

See Product Updates for information on latest updates to this document

Integrated framework

This document forms part of the set of documents used for building an integrated governance, risk management and compliance framework for an organisation. We recommend that you read our Guide to Governance Risk Management and Compliance before using this document.

Complete kit

Get our Compliance Management System Complete Kit for all your risk management system documentation.

Related documents

  1. Compliance Management Framework
  2. Compliance Organisational Structure
  3. Compliance Management Policy
  4. Compliance Management Procedures

Primary Compliance Register

Contents

  1. Description. 1
  2. Access. 1
  3. Author 1
  4. Last updated. 1
  5. Purpose. 2
  6. Compliance documentation. 2
    • Compliance ownership details. 3
    • Compliance obligation details. 3
  7. Use of Primary Compliance Register 3
  8. Primary Compliance Register 4
  9. Instructions. 4
  10. Compliance ownership details. 4
  11. Compliance category details. 4
  12. Primary Compliance Register 5
    • Compliance register details. 5
  13. Document information. 8
    • Integrated framework. 8
    • Related documents. 8
    • Revision table. 8
    • Document location. 8
    • Periodic review.. 8

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